William Heath Hawk

Employer firm

Fsam LLC CRD 287851

$138M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → Present
  Phorcys Capital Partners, Llc
  Alpharetta, GA
• 03/2010 → 10/2020
  First Southern Securities, Llc.
  Alpharetta, GA
• 02/2016 → Present
  First Southern, Llc.
  Humacao, PR
• 03/2017 → Present
  First Southern Asset Management, Llc
  Alpharetta, GA

Previous Registrations

• 2009-05-26 → 2014-09-03
  Phorcys Capital Partners, Llc
  Alpharetta, GA

Other Businesses

1) Phorcys Capital Partners; Investment related; 1720 Windward Concourse, Ste. 115, Alpharetta, GA 30005; Registered Investment Advisor; Partner; Dec. 2014; 3 hours per month; 0 hours per month during trading; Investment advice, research. 2) Phorcys Opportunities I LLC; Investment related; 1720 Windward Concourse, Ste. 115, Alpharetta, GA 30005; Private fund; Partner; Dec. 2014; 15-20 hours per month; 5 hours per month during trading; Record keeping, deal with third parties. 3) FSPR LLC; Investment related - consults to a RIA; GAM Tower, 2 Tabonuco Street, Suite 200, GUAYNABO, PR; Consulting, research, advice; Partner; 8/8/2014; 10 hours per month; 5 hours per month during trading; Networking, research, and consultative advice. 4) Heehaw Inc.; Not investment related; GAM Tower, 2 Tabonuco Street, Suite 200, GUAYNABO, PR; Owner of a consulting firm; Partner; 2015; 2 hours per month; 0 hours per month during trading; Record keeping. 5) PESH, LLC, GAM Tower, 2 Tabonuco Street, Suite 200, GUAYNABO, PR, Private Securities Transaction, Nature of business: Asset Manager over property, Title: Manager, Started June 20, 2017, Devote about 1 hrs/month during securities trading hours, Asset Manager. 6) Phorcys Real Estate Capital Partners. GAM Tower, 2 Tabonuco Street, Suite 200, GUAYNABO, PR, Management company of Phorcys Real Estate Fund. 7) Phorcys Investment Advisors, LLC; Investment related; GAM Tower, 2 Tabonuco Street, Suite 200 GUAYNABO, PR; Registered Investment Advisor; Partner; Dec. 2019; 3 hours per month; 0 hours per month during trading; Investment advice, research. 8) PRCE, GAM Tower, 2 Tabonuco Street, Suite 200, GUAYNABO, PR; Investment Related, Manager started 11/2020, 5 hours per month; 0 hours per month during trading. 9) First Southern Securities, Non-Investment related, GAM Tower, 2 Tabonuco Street, Suite 200, Guaynabo, PR, Partner, Record keeping/Payroll started 1/29/2010, 0 hours/month. 10) San Juan Wave, LLC, Investment related, GAM Tower, 2 Tabonuco Street, Suite 200, Guaynabo, PR, Single Asset Real Estate LLC, Member, 0 hours/month, Silent Partner. 11) Condado Caribe, LLC, Investment related, GAM Tower, 2 Tabonuco Street, Suite 200, Guaynabo, PR, Single Asset Real Estate LLC, Member, 0 hours/month, Silent Partner.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-19
• S63 Uniform Securities Agent State Law Examination
  1994-09-09