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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2024-06-14 |
Branch Locations
419 Riverwood Dr Ste 102, Bismarck, ND 58504 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc | Bismarck | ND | 05/2011 | 06/2024 |
| Securities America Advisors | Bismarck | ND | 05/2011 | 06/2024 |
| Osaic Wealth, Inc. | Bismarck | ND | 06/2024 | Present |
| Osaic Wealth, Inc. | Bismarck | ND | 06/2024 | Present |
1. SECURITIES AMERICA ADVISORS INVESTMENT ADVISORY - IAR/FINANCIAL ADVISOR - ADVISE FEE BASED CLIENTS - INVESTMENT RELATED- START DATE: 5/2011 - ADDRESS: 419 RIVERWOOD DR STE 102, BISMARCK ND 58504 2. GARY E. BERUBE, NOTARY POSITION: Notary Public NATURE: I am a notary public INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2011 ADDRESS: 419 Riverwood Drive, Suite 102, Bismarck ND 58504 DESCRIPTION: Notarize documents for partners clients 3. SAI POSITION: sole proprietor NATURE: Insurance and Insurance products sales and service INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/1994 ADDRESS: 419 Riverwood Dr., Suite 102, Bismarck ND 58504 DESCRIPTION: I sell and service fixed and variable annuities, term life, universal life, variable life, whole life insurance and long-term care insurance. 4. FARM RENTAL INCOME POSITION: Lessor NATURE: Farm Rental Income, I inherited a quarter of farmland. My brother farms it. He pays me cash rent of $40 per acre for 132 tillable acres for cash rent of $5,280.00 and I pay property tax. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 3020 Bayside Dr, Mandan ND 58554 DESCRIPTION: I inherited a quarter of farmland. My brother farms it. He pays me cash rent of $40 per acre for 132 tillable acres for cash rent of $5,280.00 and I pay property tax. 5. NOTARY PUBLIC POSITION: Notary Public NATURE: I am a Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/28/2010 ADDRESS: 419 Riverwood Drive, Suite 102, Bismarck ND 58504, United States DESCRIPTION: Notarize signatures for individuals
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-04 |
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