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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-11-21 |
| TX | RA | APPROVED | 2016-11-18 |
Branch Locations
301 Sw Albany Ave, Stuart, FL 34994-2031 • United States
Palm Beach Gardens, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riversource Distributors Inc | Minneapolis | MN | 10/2011 | 10/2016 |
| Ameriprise Financial Services, Inc. | Stuart | FL | 10/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Stuart | FL | 03/2020 | Present |
Real Estate Ownership; Single Family; 680 6th Avenue NE, Unit 3202, Tuscaloosa, AL, 35404; Investment-Related; 10/01/2025. Board of Directors; BNI - Business Networking International; Vice President; 2107 Bellcrest Court, , Royal Palm Beach, FL, 33411; Not Investment-Related; 10/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-28 |
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