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2350 Nw 128Th St, Urbandale, IA 50323 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-01-02 |
| ME | RA | APPROVED | 2025-10-22 |
| NH | RA | APPROVED | 2025-10-21 |
Branch Locations
Swan Financial Group 1 New Hampshire Ave Suite #125, Portsmouth, NH 03801 • United States
2350 Nw 128Th St, Urbandale, IA 50323 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Parsippany | NJ | 03/2013 | 09/2018 |
| Gwfs Equities, Inc | Greenwood Village | CO | 09/2018 | 02/2019 |
| Simplicity Wealth, Llc | Summit | NJ | 11/2019 | 02/2024 |
| Unemployed | Londonderry | NH | 03/2019 | 11/2019 |
| Abc Financial | Londonderry | NH | 11/2019 | 05/2025 |
| Brownstone Financial Group Llc | Londonerry | NH | 01/2022 | 05/2025 |
| Simplicity Wealth, Llc | Summit | NJ | 05/2025 | 10/2025 |
| Independent Wealth Management | Urbandale | IA | 10/2025 | Present |
1. SWAN FINANCIAL GROUP; INVESTMENT RELATED; 1 NEW HAMPSHIRE AVE. SUITE 125, POSTSMOITH, NH 03801; dba WHICH PROVIDES ADVISORY SERVICES OF INDEPENDENT WEALTH NETWORK; 160 HOURS MONTHLY; 160 HOURS DURING SECURITIES TRADING HOURS; 10/2025 2. SWAN INSURANCE GROUP; NON-INVESTMENT RELATED; 1 NEW HAMPSHIRE AVE. SUITE 125, POSTSMOITH, NH 03801; INSURANCE AND FIXED ANNUITIES; OWNER; 20 HOURS PER MONTH; 1 HOUR DURING SECURITIES TRADING HOURS; LICENSED TO OFFER FIXED ANNUITIES TO CLIENTS IF APPROPRIATE; 10/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-04 |
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