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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2006-07-28 |
Branch Locations
233 12Th Street, Suite 100-A, Columbus, GA 31901 • United States
321 Margie Drive, Suite B, Warner Robins, GA 31088 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co., Inc. | Warner Robins | GA | 07/2006 | Present |
1. The Club at River Forest Men's Golf Association; 1 Clubhouse Dr, Forsyth, GA 31029; plan golf tournaments for the membership; secretary; take note/minutes of meetings; 01/01/2023; 2 Hours per Month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-12 |
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