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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2006-07-28
  • GA RA
    APPROVED
    Since 2006-07-28

Branch Locations

233 12Th Street, Suite 100-A, Columbus, GA 31901 • United States

321 Margie Drive, Suite B, Warner Robins, GA 31088 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co., Inc. Warner Robins GA 07/2006 Present
  • 07/2006 → Present
    Stifel Nicolaus & Co., Inc.
    Warner Robins, GA
Previous Registrations
Other Businesses

1. The Club at River Forest Men's Golf Association; 1 Clubhouse Dr, Forsyth, GA 31029; plan golf tournaments for the membership; secretary; take note/minutes of meetings; 01/01/2023; 2 Hours per Month; Not during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-07
S63 Uniform Securities Agent State Law Examination 1994-08-12
  • S65 Uniform Investment Adviser Law Examination
    1994-09-07
  • S63 Uniform Securities Agent State Law Examination
    1994-08-12

View on SEC IAPD

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