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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-10-27 |
| CA | RA | APPROVED | 2000-05-18 |
Branch Locations
100 N Citrus St Ste 522, West Covina, CA 91791-1696 • United States
Mineral Wells, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | West Covina | CA | 05/2000 | Present |
1. 7/30/2013: PRESTESATER INVESTMENT & RETIREMENT PLANNING - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 2/14/2023 - Prestesater & Company, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/07/2023 - 4 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-08-10 |
| S65 | Uniform Investment Adviser Law Examination | 1994-08-10 |
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