Joseph G Rodriguez

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2012-01-06

TX RA
APPROVED

Since 2012-01-06

Branch Locations

40 Ne Loop 410 Ste.410, San Antonio, TX 78216-5827 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rodriguez Holland & Co	San Antonio	TX	09/1981	Present
World Financial Group	San Antonio	TX	06/2005	Present
Transamerica Financial Advisors, Inc	San Antonio	TX	01/2012	Present

09/1981 → Present

Rodriguez Holland & Co

San Antonio, TX
06/2005 → Present

World Financial Group

San Antonio, TX
01/2012 → Present

Transamerica Financial Advisors, Inc

San Antonio, TX

Previous Registrations

2009-07-13 → 2012-01-06

Investment Advisors International, Inc.

San Antonio, TX
2000-02-23 → 2005-07-28

Cetera Investment Advisers Llc

San Antonio, TX

Other Businesses

Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc Rodrigues Holland & Co.. P.C. Non Industry Related, No Hrs/Week. Inception Date 10/15/1981

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-08-16

S63 Uniform Securities Agent State Law Examination

1994-08-16

Designations

Certified Financial Planner

Other Names

Joseph G Rodriguez

View on SEC IAPD