Michael R. Smith

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-03-04
MO	RA	APPROVED	1999-02-11

TX RA
APPROVED_RES

Since 2015-03-04
MO RA
APPROVED

Since 1999-02-11

Branch Locations

1401 S Brentwood Blvd Ste 595, Brentwood, MO 63144-1465 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward D. Jones & Co., L.P.	Saint Louis	MO	02/1994	Present

02/1994 → Present

Edward D. Jones & Co., L.P.

Saint Louis, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-08-21
S63	Uniform Securities Agent State Law Examination	1994-06-24

S65 Uniform Investment Adviser Law Examination

2025-08-21
S63 Uniform Securities Agent State Law Examination

1994-06-24

Other Names

Mike Smith
Michael Richard Smith

View on SEC IAPD

Other Firms

BRADY FAMILY WEALTH, LLC

ESSEX RIDGE CAPITAL GROUP, LLC

VISIONARY WEALTH ADVISORS, LLC

ZEMENICK & WALKER INC

LPL FINANCIAL LLC

CIBC PRIVATE WEALTH ADVISORS, INC.

Other Investors

THOMAS PATRICK BRADY

MICHAEL PATRICK BRADY

GAIL MARIE WILD

Lance Douglas Lehmann

Robert Michael Potter

STEVEN GREGORY ROTELLO

Other Offices

BRADY FAMILY WEALTH, LLC · SAINT LOUIS, MO

ESSEX RIDGE CAPITAL GROUP, LLC · ST. LOUIS, MO

MOSAIC WEALTH · ST. LOUIS, MO

VISIONARY WEALTH ADVISORS, LLC · ST. LOUIS, MO

ZEMENICK & WALKER INC · ST LOUIS, MO

MARINER · Brentwood, MO

LPL FINANCIAL LLC · ST. LOUIS, MO

MARINER · Brentwood, MO

More in Brentwood, MO

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