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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-09 |
| NM | RA | APPROVED | 1995-05-23 |
Branch Locations
300 Galisteo St Ste 104, Santa Fe, NM 87501-2607 • United States
3850 Masthead St Ne, Albuquerque, NM 87109-4479 • United States
Albuquerque, NM • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Albuquerque | NM | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Albuquerque | NM | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-10 |
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