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Steven Dylan Paoletti

Wells Fargo Clearing Services, LLC

Port Jefferson, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
  • NY RA
    APPROVED
    Since 2021-07-27

Branch Locations

70 N Country Rd Ste 301, Port Jefferson, NY 11777 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Port Jefferson NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Port Jefferson NY 11/2016 Present
Other Businesses

TRUST FOR MOTHER; INV RELATED; EAST SETAUKET, NY; TRUSTEE; START DATE 10/25/2025; 3 HOURS PER MONTH; 3 HOURS DURING TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-12
S63 Uniform Securities Agent State Law Examination 1994-08-31
  • S65 Uniform Investment Adviser Law Examination
    1997-05-12
  • S63 Uniform Securities Agent State Law Examination
    1994-08-31

View on SEC IAPD

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