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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-07-21
IA RA APPROVED 2022-07-01
TX RA APPROVED 2022-07-01
  • FL RA
    APPROVED
    Since 2022-07-21
  • IA RA
    APPROVED
    Since 2022-07-01
  • TX RA
    APPROVED
    Since 2022-07-01

Branch Locations

5801 Pelican Bay Blvd Suite 302, Naples, FL 34108 • United States

1210 Jordan St Suite 3, North Liberty, IA 52317 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Coralville IA 10/2012 12/2017
Hawkins Wealth Management Coralville IA 10/2012 06/2022
Wealth Enhancement Advisory Services Naples FL 07/2022 Present
Wealth Enhancement Group Naples FL 07/2022 Present
  • 10/2012 → 12/2017
    Lpl Financial, Llc
    Coralville, IA
  • 10/2012 → 06/2022
    Hawkins Wealth Management
    Coralville, IA
  • 07/2022 → Present
    Wealth Enhancement Advisory Services
    Naples, FL
  • 07/2022 → Present
    Wealth Enhancement Group
    Naples, FL
Previous Registrations
  • 2012-10-25 → 2022-07-27
    Hawkins Wealth Management
    Coralville, IA
    North Liberty, IA
    Coralville, IA
    Naples, FL
  • 2004-05-18 → 2012-10-26
    Sii Investments, Inc.
    Coralville, IA
    Iowa City, IA
Other Businesses

HAWKINS INSURANCE - 1210 JORDAN ST, SUITE 3, NORTH LIBERTY, IA 52317. SELLING LIFE INSURANCE, LTC, DISABILITY. LESS THAN 1 HOUR SPENT PER MONTH, 0 HOURS DURING TRADING. TRH INVESTMENTS, LLC - 1210 JORDAN ST, SUITE 3, NORTH LIBERTY, IA 52317. REAL ESTATE AND INDUSTRIAL WAREHOUSE SPACE INVESTING. 0 HOURS SPENT PER MONTH, 0 HOURS DURING TRADING. MOMO INVESTMENTS, LLC - NON INVESTMENT REALTED - SOLON, IA - INVESTOR - START DATE: 06/2025 - 0 HOURS SPENT PER MONTH, 0 HOURS DURING TRADING. HANGER 319 LLC - NON-INVESTMENT RELATED - IOWA CITY, IA - PARTNER - START DATE: 07/2025 - 0 HOURS SPENT PER MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-12
S63 Uniform Securities Agent State Law Examination 1994-06-28
  • S65 Uniform Investment Adviser Law Examination
    2004-05-12
  • S63 Uniform Securities Agent State Law Examination
    1994-06-28
Designations
  • Certified Financial Planner
Other Names
  • Tim Ryan Hawkins
  • Timothy Ryan Hawkins

View on SEC IAPD

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