Inactive

Lauretta Marie Kramer

West Financial Services, Inc.

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Current Employers

West Financial Services, Inc.

2010 Corporate Ridge Road Ste 530, Mclean, VA 22102 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-02-21
VA	RA	APPROVED	2018-06-12

MD RA
APPROVED

Since 2025-02-21
VA RA
APPROVED

Since 2018-06-12

Branch Locations

14941 Shady Grove Road, Rockville, MD 20850 • United States

2010 Corporate Ridge Road Ste 530, Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Columbia	MD	10/2007	06/2018
West Financial Services	Mclean	VA	06/2018	Present
Sandy Spring Bank	Olney	MD	06/2016	Present

10/2007 → 06/2018

Lpl Financial, Llc

Columbia, MD
06/2018 → Present

West Financial Services

Mclean, VA
06/2016 → Present

Sandy Spring Bank

Olney, MD

Previous Registrations

2007-10-09 → 2018-06-06

Lpl Financial Llc

Olney, MD

Clarksville, MD

Columbia, MD

Columbia, MD
2004-04-23 → 2007-10-09

Uvest Financial Services Group, Inc.

Olney, MD

Olney, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-04-20

S66 Uniform Combined State Law Examination

2004-04-20

Designations

Other Names

Lauretta Marie Kramer
Lauretta Kramer Morgan
Laurie M Kramer

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NAVY FEDERAL INVESTMENT SERVICES, LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

J.P. MORGAN SECURITIES LLC

UNITED BROKERAGE SERVICES, INC

PROFIT INVESTMENTS

ORTMAN FINANCIAL PLANNING

Other Investors

JOHN BRIAN OETTINGER

JORDAN SCOTT KRAUS

Anna Laureys Squier

JASON SCOTT COHEN

JENNIFER CHRISTINE PASCAL

Annalise Taylor Haywood

Liam Christopher Sweet

Other Offices

LPL FINANCIAL LLC · ROCKVILLE, MD

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCKVILLE, MD

NAVY FEDERAL INVESTMENT SERVICES, LLC · Rockville, MD

STATE FARM INVESTMENT MANAGEMENT CORP. · N Bethesda, MD

J.P. MORGAN SECURITIES LLC · Rockville, MD

UNITED BROKERAGE SERVICES, INC · ROCKVILLE, MD

PROFIT INVESTMENTS · NORTH BETHESDA, MD

ORTMAN FINANCIAL PLANNING · NORTH BETHESDA, MD

More in Rockville, MD

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