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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-05-10 |
| VA | RA | APPROVED | 2019-05-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Mclean | VA | 06/2009 | 05/2019 |
| Wells Fargo Clearing Services Llc | Mclean | VA | 05/2019 | Present |
| Citigroup Global Markets Inc. | Mclean | VA | 01/1988 | 05/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-05 |
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