Brad Mitchell Lipsig

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2024 → Present
  Wells Fargo Clearing Services, Llc
  Boca Raton, FL
• 04/2007 → 03/2024
  Ubs Financial Services Inc
  New York, NY

Previous Registrations

• 2011-02-24 → 2024-03-12
  Ubs Financial Services Inc.
  New York, NY
  Boca Raton, FL
  Boca Raton, FL
  Boca Raton, FL
  Boca Raton, FL

Other Businesses

ADVENTURES OF BRAD; INV RELATED;BOCA RATON,FL; CREATE SONGS AND MUSIC VIDEOS; 100; START DATE: 11/24/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING; POWER OF ATTORNEY; NOT INV RELATED;BOCA RATON,FL; POA ASSISTING FATHER'S FINANCES; POWER OF ATTORNEY/CO-POWER OF ATTORNEY; START DATE: 7/9/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-06-10
• S63 Uniform Securities Agent State Law Examination
  1994-08-31

Other Names

• Brad M Lipsig