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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-05-31 |
| TX | RA | APPROVED | 2022-05-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Red Bank | NJ | 06/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Red Bank | NJ | 11/2016 | 05/2022 |
| Mariner Wealth Advisors | Manasquan | NJ | 05/2022 | Present |
| Msec, Llc | Manasquan | NJ | 05/2022 | Present |
THE SHORE CLUB, NOT INVT RELATED, SPRING LAKE, NJ, BARTENDER, START DATE 5/23/2021, 30 HRS PER MONTH, 0 HRS DURING TRADING, BARTENDING. MSEC, LLC; investment-related; Registered Representative; start date: 05/2022; 40 hrs/week during securities trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-07 |
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