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Dana L. Wozniak

Edward Jones

Westminster, CO

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-20
CO RA APPROVED 2007-04-20
  • TX RA
    APPROVED_RES
    Since 2014-08-20
  • CO RA
    APPROVED
    Since 2007-04-20

Branch Locations

3640 West 112Th Avenue, Westminster, CO 80031-2130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Emporia KS 09/1997 Present
  • 09/1997 → Present
    Edward D. Jones & Co., L.P.
    Emporia, KS
Other Businesses

American Operations Corporation Type of business: Aerospace Reston, VA Start date: 4/1/2024 Passive Partner Hours per week: 0 Hours during trading: 0 I am looking at investing to be a passive owner of this private company with the goal of the company eventually being sold at a profit of my initial investment. * 3640 LLC Type of business: LLC Westminster, CO Start date: 10/27/2023 Owner Hours per week: 0 Hours during trading: 0 FA Owner of this property * "PDC Energy Type: Date: 04/04/23 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: Mineral Rights on Home Property City-State: Denver CO"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-13
S63 Uniform Securities Agent State Law Examination 1997-12-04
  • S66 Uniform Combined State Law Examination
    2007-04-13
  • S63 Uniform Securities Agent State Law Examination
    1997-12-04
Designations
Other Names
  • Dana Lee Wozniak

View on SEC IAPD

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