James Curtis Brownfield

Current Employers

Central States Capital Markets, Llc

4200 W 83Rd Street Suite 101, Prairie Village, KS 66208 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2017-03-27
KS	RA	APPROVED	2016-05-05

MO RA
APPROVED

Since 2017-03-27
KS RA
APPROVED

Since 2016-05-05

Branch Locations

4200 W 83Rd Street Suite 101, Prairie Village, KS 66208 • USA

4200 W 83Rd Street, Ste 101, Prairie Village, KS 66208 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Central States Capital Markets Llc	Prairie Village	KS	01/2011	Present

01/2011 → Present

Central States Capital Markets Llc

Prairie Village, KS

Previous Registrations

2008-01-03 → 2011-12-21

Commerce Wealth Advisers, Llc

Kansas City, MO

Johnston, IA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-05-31

S66 Uniform Combined State Law Examination

2007-05-31

Other Names

James Brownfield

View on SEC IAPD

Current Employers

Central States Capital Markets, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

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