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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-15 |
Branch Locations
400 1St St S 2Nd Fl, Saint Cloud, MN 56301 • United States
950 Wayzata Blvd Ste 200 [Gp-Rbo], Wayzata, MN 55391 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Saint Cloud | MN | 03/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Saint Cloud | MN | 11/2016 | Present |
EXECUTOR FOR SISTER; INV RELATED; ST CLOUD, MN; START: 8/23/17; 1 HR/MO; 0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-22 |
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