Kevin William Johnson

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-11-15

MN RA
APPROVED

Since 2013-11-15

Branch Locations

400 1St St S 2Nd Fl, Saint Cloud, MN 56301 • United States

950 Wayzata Blvd Ste 200 [Gp-Rbo], Wayzata, MN 55391 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Saint Cloud	MN	03/2012	11/2016
Wells Fargo Clearing Services, Llc	Saint Cloud	MN	11/2016	Present

03/2012 → 11/2016

Wells Fargo Advisors, Llc

Saint Cloud, MN
11/2016 → Present

Wells Fargo Clearing Services, Llc

Saint Cloud, MN

Previous Registrations

2005-04-14 → 2012-03-09

Rbc Capital Markets, Llc

St. Cloud, MN

St Cloud, MN

Other Businesses

EXECUTOR FOR SISTER; INV RELATED; ST CLOUD, MN; START: 8/23/17; 1 HR/MO; 0 DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-01-29
S63	Uniform Securities Agent State Law Examination	1994-07-22

S66 Uniform Combined State Law Examination

2004-01-29
S63 Uniform Securities Agent State Law Examination

1994-07-22

Other Names

Kevin Johnson

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews