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Tiffany Mondori Ledesma

Rbc Capital Markets, LLC

Beverly Hills, CA

Pasadena, CA

CRD 2492522

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-01
TX RA APPROVED_RES 2025-06-30
VI RA APPROVED 2025-06-30
  • CA RA
    APPROVED
    Since 2025-07-01
  • TX RA
    APPROVED_RES
    Since 2025-06-30
  • VI RA
    APPROVED
    Since 2025-06-30

Branch Locations

9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States

Pasadena, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Los Angeles CA 03/2023 06/2025
Rbc Capital Markets, Llc Beverly Hills CA 06/2025 Present
D.A. Davidson & Co. Claremont CA 11/2013 02/2023
Previous Registrations
  • 2023-03-03 → 2025-06-13
    Los Angeles, CA
    New York, NY
    Pasadena, CA
  • 2013-11-25 → 2023-03-02
    Claremont, CA
  • 2013-11-04 → 2013-11-25
    Crowell Weedon & Co.
    West Covina, CA
  • 2011-09-19 → 2013-11-04
    Crowell, Weedon & Co.
    West Covina, CA
  • 2009-06-01 → 2011-09-22
    Pasadena, CA
    Beverly Hills, CA
  • 2005-11-15 → 2009-06-01
    Glendale, CA
    Glendale, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-09
  • S66 Uniform Combined State Law Examination
    2005-11-09
Other Names
  • Tiffany Mondori Ledesma
  • Tiffany Mondori Reiff

View on SEC IAPD

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