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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-04 |
| TX | RA | APPROVED | 2024-10-04 |
Branch Locations
190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Salinas, CA • United States
190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-01-08 |
| TX | RA | APPROVED | 2019-01-08 |
Branch Locations
190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Salinas, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Loring Ward Holdings, Inc | San Jose | CA | 12/2009 | 11/2018 |
| Foreside Financial Services, Llc | San Jose | CA | 10/2018 | 09/2020 |
| Loring Ward Financial Inc | San Jose | CA | 10/2018 | 11/2018 |
| Buckingham Strategic Partners | Clayton | MO | 12/2018 | Present |
| The Colony Group, Llc | Clayton | MO | 07/2024 | Present |
THE WEALTH MANAGEMENT ALLIANCE, INVESTMENT RELATED, REGISTERED INVESTMENT ADVISOR, SAN JOSE, CA, INVESTMENT ADVISOR, INVESTMENT ADVISORY, 2018, 5 HRS PER MONTH , 2 HRS PER MONTH TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-14 |
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