Best Investors Account Sign in
Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-04
TX RA APPROVED 2024-10-04
  • CA RA
    APPROVED
    Since 2024-10-04
  • TX RA
    APPROVED
    Since 2024-10-04

Branch Locations

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Salinas, CA • United States

Focus Advisor Solutions, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-01-08
TX RA APPROVED 2019-01-08
  • CA RA
    APPROVED
    Since 2019-01-08
  • TX RA
    APPROVED
    Since 2019-01-08

Branch Locations

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Salinas, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Loring Ward Holdings, Inc San Jose CA 12/2009 11/2018
Foreside Financial Services, Llc San Jose CA 10/2018 09/2020
Loring Ward Financial Inc San Jose CA 10/2018 11/2018
Buckingham Strategic Partners Clayton MO 12/2018 Present
The Colony Group, Llc Clayton MO 07/2024 Present
  • 12/2009 → 11/2018
    Loring Ward Holdings, Inc
    San Jose, CA
  • 10/2018 → 09/2020
    Foreside Financial Services, Llc
    San Jose, CA
  • 10/2018 → 11/2018
    Loring Ward Financial Inc
    San Jose, CA
  • 12/2018 → Present
    Buckingham Strategic Partners
    Clayton, MO
  • 07/2024 → Present
    The Colony Group, Llc
    Clayton, MO
Previous Registrations
  • 2009-12-08 → 2019-01-08
    Lwi Financial Inc.
    San Jose, CA
  • 2014-01-07 → 2019-01-08
    The Wealth Management Alliance Llc
    San Jose, CA
    San Jose, CA
    San Jose, CA
  • 2008-03-19 → 2013-04-22
    Rnp Advisory Services, Inc.
    Morgan Hill, CA
  • 2004-09-03 → 2005-12-31
    Rnp Advisory Services, Inc.
    San Jose, CA
Other Businesses

THE WEALTH MANAGEMENT ALLIANCE, INVESTMENT RELATED, REGISTERED INVESTMENT ADVISOR, SAN JOSE, CA, INVESTMENT ADVISOR, INVESTMENT ADVISORY, 2018, 5 HRS PER MONTH , 2 HRS PER MONTH TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-15
S63 Uniform Securities Agent State Law Examination 1994-09-14
  • S65 Uniform Investment Adviser Law Examination
    1999-06-15
  • S63 Uniform Securities Agent State Law Examination
    1994-09-14

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in St. Louis, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor