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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-24
WV RA APPROVED 2017-01-18
  • TX RA
    APPROVED_RES
    Since 2025-01-24
  • WV RA
    APPROVED
    Since 2017-01-18

Branch Locations

Capital Centre 750 4Th Ave., First Floor, Huntington, WV 25701 • United States

Huntington, WV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Inc. Huntington WV 05/1994 01/2017
Raymond James And Associates Huntington WV 01/2017 Present
  • 05/1994 → 01/2017
    J.J.B. Hilliard, W.L. Lyons, Inc.
    Huntington, WV
  • 01/2017 → Present
    Raymond James And Associates
    Huntington, WV
Previous Registrations
  • 2006-01-24 → 2017-01-12
    J.J.B. Hilliard, W.L. Lyons, Llc
    Huntington, WV
    Huntington, WV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-22
S63 Uniform Securities Agent State Law Examination 1994-07-29
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    1994-07-29
Other Names
  • Jim Perry

View on SEC IAPD

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