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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-10-03 |
| CT | RA | APPROVED | 2011-09-23 |
Branch Locations
185 Asylum St City Place Ii, 14Th Fl, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hartford | CT | 09/2011 | Present |
| Bank Of America, N.A. | Hartford | CT | 08/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-13 |
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