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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-25
CT RA APPROVED 2001-03-13
  • TX RA
    APPROVED
    Since 2026-03-25
  • CT RA
    APPROVED
    Since 2001-03-13

Branch Locations

3 Enterprise Drive Suite 401, Shelton, CT 06484 • United States

Investmark Advisory Group Llc

3 Enterprise Drive Fourth Floor, Shelton, CT 06484 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-22
CT RA APPROVED 2000-10-31
  • TX RA
    APPROVED
    Since 2020-10-22
  • CT RA
    APPROVED
    Since 2000-10-31

Branch Locations

3 Enterprise Drive Fourth Floor, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Iag, Llc Stratford CT 03/2011 12/2016
Investmark Financial Services, Inc. Fairfield CT 02/1994 01/2017
Commonwealth Financial Network Fairfield CT 04/1994 Present
Investmark Advisory Services, Inc. Fairfield CT 02/1994 12/2016
Investmark Advisory Group Llc Shelton CT 01/2017 Present
Commonwealth Financial Network Fairfield CT 03/2001 Present
Other Businesses

1. Co-Owner, Investmark Advisory Group, LLC, Registered Investment Advisor registered w/ SEC, as investment adviser representative offering managed asset through SEI, own managed program and financial planning, as of 03/01/2011, 100% of time spent during business hours, located at 3 Enterprise Drive Suite 401, Shelton, CT 06484, investment related. 2. Selling fixed insurance, as of 2006, less than 12% of time spent during business hours, conducted at branch office; investment related 3. Investmark Advisory Group, LLC; managing principal and owner; as of 03/01/2011, 100% of time spent during business hours conducted at branch; investment related 4. Commonwealth financial network; registered rep/advisory rep; investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-05
S63 Uniform Securities Agent State Law Examination 1996-09-16
  • S65 Uniform Investment Adviser Law Examination
    2000-09-05
  • S63 Uniform Securities Agent State Law Examination
    1996-09-16
Designations

View on SEC IAPD

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