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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-25 |
| CT | RA | APPROVED | 2001-03-13 |
Branch Locations
3 Enterprise Drive Suite 401, Shelton, CT 06484 • United States
3 Enterprise Drive Fourth Floor, Shelton, CT 06484 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-22 |
| CT | RA | APPROVED | 2000-10-31 |
Branch Locations
3 Enterprise Drive Fourth Floor, Shelton, CT 06484 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Iag, Llc | Stratford | CT | 03/2011 | 12/2016 |
| Investmark Financial Services, Inc. | Fairfield | CT | 02/1994 | 01/2017 |
| Commonwealth Financial Network | Fairfield | CT | 04/1994 | Present |
| Investmark Advisory Services, Inc. | Fairfield | CT | 02/1994 | 12/2016 |
| Investmark Advisory Group Llc | Shelton | CT | 01/2017 | Present |
| Commonwealth Financial Network | Fairfield | CT | 03/2001 | Present |
1. Co-Owner, Investmark Advisory Group, LLC, Registered Investment Advisor registered w/ SEC, as investment adviser representative offering managed asset through SEI, own managed program and financial planning, as of 03/01/2011, 100% of time spent during business hours, located at 3 Enterprise Drive Suite 401, Shelton, CT 06484, investment related. 2. Selling fixed insurance, as of 2006, less than 12% of time spent during business hours, conducted at branch office; investment related 3. Investmark Advisory Group, LLC; managing principal and owner; as of 03/01/2011, 100% of time spent during business hours conducted at branch; investment related 4. Commonwealth financial network; registered rep/advisory rep; investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-16 |
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