Charles Louis Coe

Current Employers

Employment History

• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 09/1999 → 09/2022
  First Allied Securities Inc.
  San Diego, CA
• 11/2020 → 11/2020
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Northbrook, IL
• 06/2022 → Present
  Chill Llc
  Northbrook, IL
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  Deerfield, IL
• 2000-06-05 → 2012-07-02
  First Allied Securities, Inc.
  Northbrook, IL

Other Businesses

1) COE FINANCIAL GROUP, INC.; CEO & PRESIDENT; DBA; START DATE: 05/10/2004; 0 HOURS PER MONTH. 2) AUTHOR & SPEAKER; SOLE PROPRIETOR; EDUCATION/TEACHING; START DATE 08/01/2011; 8 HOURS PER MONTH. 3) MASTERMIND ADVISORY COUNCIL, LLC; PARTNER; CONSULTING (DESCRIBE TOPIC UNDER OTHER); START DATE 08/01/2011; 8 HOURS PER MONTH. 4) CHAD COE AUCTIONEER; AUCTIONEER; MARKETING/ NETWORKING; START DATE 1/1/12; 4 HOURS PER MONTH 5) NAME OF OTHER BUSINESS: CHARLES COE FAMILY PARTNERSHIP; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FAMILY PARTNERSHIP; START DATE: 01/2019 POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ACCOUNT FOR CHILDREN - OVERSEE AS FATHER; 6)NAME OF OTHER BUSINESS: CHILL LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: OFFICE CONDO RENTAL; START DATE: 6/2022; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OWN OFFICE CONDO & COLLECT RENT; 7) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 01/2024; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 8) NAME OF OTHER BUSINESS: MASTERMIND AND CHILL; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PODCAST/SOCIAL MEDIA; START DATE: 1/2020; POSITION/TITLE/RELATIONSHIP: PODCASTER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DO PODCASTS AND TALK ABOUT LIFE;

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-08-13
• S63 Uniform Securities Agent State Law Examination
  1994-06-15

Other Names

• Charles Louis Coe
• Chad Coe