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Ricardo J Vazquez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Guaynabo, PR

Miami, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-04-29
TX RA APPROVED_RES 2016-02-03
  • FL RA
    APPROVED
    Since 2016-04-29
  • TX RA
    APPROVED_RES
    Since 2016-02-03

Branch Locations

15 2Nd St / 15 Calle 2, Guaynabo, PR 00968 • United States

200 S Biscayne Blvd, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) Guaynabo PR 06/2010 Present
Bank Of America Na Guaynabo PR 02/2011 Present
  • 06/2010 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
    Guaynabo, PR
  • 02/2011 → Present
    Bank Of America Na
    Guaynabo, PR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-25
S63 Uniform Securities Agent State Law Examination 1997-10-20
  • S65 Uniform Investment Adviser Law Examination
    2016-04-25
  • S63 Uniform Securities Agent State Law Examination
    1997-10-20
Other Names
  • Rickie Vazquez
  • Ricardo J. Vazquez Vincenty

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Guaynabo, PR
PFS INVESTMENTS INC. · GUAYNABO, PR
CAF INVESTMENTS LLC · GUAYNABO, PR
FINANXIAL INVESTMENT ADVISORS, CORP · SAN JUAN, PR
MOBILITY PARTNERS LLC · SAN JUAN, PR
CAPITALIA ADVISORS LLC · GUAYNABO, PR
CAPITALIA ADVISORS LLC · GUAYNABO, PR
SALAMANCA CAPITAL LLC · SAN JUAN, PR

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