Ricardo J Vazquez

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
  Guaynabo, PR
• 02/2011 → Present
  Bank Of America Na
  Guaynabo, PR

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-04-25
• S63 Uniform Securities Agent State Law Examination
  1997-10-20

Other Names

• Rickie Vazquez
• Ricardo J. Vazquez Vincenty