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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-05 |
| CA | RA | APPROVED | 2003-07-01 |
Branch Locations
400 Capitol Mall Ste 1700, Sacramento, CA 95814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Sacramento | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sacramento | CA | 11/2016 | Present |
LOS RIOS COMMUNITY COLLEGE; NON INV RELATED; SACRAMENTO, CA; ADJUNCT PROFESSOR - DIVISION OF LANGUAGE & LITERATURE; START: 08/20/01, 6 HOURS PER WEEK; 0 DURING TRADING. WELLNESS COACHING, NOT INVT RELATED, SACRAMENTO, CA, POSITIVE PSYCHOLOGY AND WELL BEING COACH, START DATE 5/1/2019, 8 HRS PER MONTH, 0 HRS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-18 |
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