Christopher Michael Andreach

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
VI	RA	APPROVED	2021-12-20
NJ	RA	APPROVED	2021-12-16
TX	RA	APPROVED_RES	2021-11-23

VI RA
APPROVED

Since 2021-12-20
NJ RA
APPROVED

Since 2021-12-16
TX RA
APPROVED_RES

Since 2021-11-23

Branch Locations

328 Newman Springs Road Suite 380, Red Bank, NJ 07701-5687 • United States

Atlantic Highlands, NJ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Rbc Capital Markets Llc	Red Bank	NJ	03/2008	09/2021
Rbc/City National Bank	Red Bank	NJ	08/2016	09/2021
Ubs Financial Services Inc.	Red Bank	NJ	09/2021	11/2021
Rbc Capital Markets, Llc	Red Bank	NJ	11/2021	Present
City National Bank	Red Bank	NJ	12/2021	01/2025

03/2008 → 09/2021

Rbc Capital Markets Llc

Red Bank, NJ
08/2016 → 09/2021

Rbc/City National Bank

Red Bank, NJ
09/2021 → 11/2021

Ubs Financial Services Inc.

Red Bank, NJ
11/2021 → Present

Rbc Capital Markets, Llc

Red Bank, NJ
12/2021 → 01/2025

City National Bank

Red Bank, NJ

Previous Registrations

2021-09-03 → 2021-11-19

Ubs Financial Services Inc.

Red Bank, NJ
2004-04-08 → 2021-09-16

Rbc Capital Markets, Llc

Red Bank, NJ

Shrewsbury, NJ
1995-11-28 → 2004-03-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Edison, NJ

Other Businesses

1) NAME OF ENTITY: SLH44 LLC ADDRESS: 344 Ocean Boulevard, Atlantic Highlands, NJ 07716 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Property START DATE: 12.26.24 CAPACITY: Owner DUTIES: Ownership of a residential rental property/condominium HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 2) NAME OF ENTITY: Monmouth Arts Council of Red Bank ADDRESS: 130 Maple Avenue, 7B, Red Bank, NJ 07701 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 01.21.25 CAPACITY: Board Member DUTIES: Help organize, and attend various art events in the Monmouth County NJ area. Be a voice in general strategic planning for this 52 year old charity. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-07-28
S63	Uniform Securities Agent State Law Examination	1994-07-15

S65 Uniform Investment Adviser Law Examination

1994-07-28
S63 Uniform Securities Agent State Law Examination

1994-07-15

Designations

Certified Financial Planner

Other Names

Christopher M Andreach

View on SEC IAPD