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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 1998-01-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Omaha | NE | 05/1994 | Present |
| Bank Of America,N.A. | Omaha | NE | 06/2011 | Present |
TIMOTHY L SLATTERY SR. AND THELMA H SLATTERY FOUND, 2135 SOUTH 182 CIRCLE, OMAHA, NE 68130 - INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 4, HRS DURING TRADING - 1, DATE ACTIVITY BEGAN 01/06/09, POSITION - OFFICER; IT IS A NON-PROFIT FAMILY FOUNDATION. I AM CURRENTLY THE TREASURER. I DO THE ASSET MANAGEMENT, VOTE ON CHARITIES TO RECEIVE DONATIONS, AND WRITE THE CHECKS. I*131531 For profit or not for profit: Non-Profit Organization Name of outside business organization: vinNEBRASKA Investment related: N Address of business: Omaha, Nebraska 68105 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 6/1/2020 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 2 Duties: It is a non profit charity that raises money for deserving charities through wine tasting and a dinner event.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-15 |
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