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Christian Vargas

Raymond James & Associates, Inc.

St. Petersburg, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-05-26
  • FL RA
    APPROVED
    Since 2009-05-26

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St Petersburg FL 04/2009 Present
Previous Registrations
  • 2003-08-19 → 2009-11-12
    Tampa Bay Financial Planning, Llc
    Dunedin, FL
  • 2001-11-21 → 2008-12-02
    Raymond James Financial Services, Inc.
    Dunedin, FL
    Clearwater, FL
Other Businesses

(1)RECEIVING COMPENSATION FOR SALE OF RJFS BUSINESS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-12
S63 Uniform Securities Agent State Law Examination 2000-09-01
  • S65 Uniform Investment Adviser Law Examination
    2000-09-12
  • S63 Uniform Securities Agent State Law Examination
    2000-09-01

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAINT PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST. PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST.PETERSBURG, FL
RAYMOND JAMES INVESTMENT MANAGEMENT · St. Petersburg, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Saint Petersburg, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Saint Petersburg, FL
EAGLE ASSET MANAGEMENT INC · ST. PETERSBURG, FL
RAYMOND JAMES INVESTMENT MANAGEMENT · ST PETERSBURG, FL

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