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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-09-09 |
| WI | RA | APPROVED | 2013-08-30 |
Branch Locations
300 N Corporate Dr Ste 100, Brookfield, WI 53045 • United States
Brookfield, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Brookfield | WI | 08/2013 | 03/2020 |
| Ameriprise Financial Services, Llc | Brookfield | WI | 03/2020 | Present |
Outside Employment; Wisconsin Athletic Club; Certified Group Fitness Instructor; Athletic and Fitness Club; 10840 W. Rogers St,, , West Allis, WI, 53227; Not Investment-Related; 03/05/2024; 20 to 39 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-07-20 |
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