Carl Joseph Smith

Current Employers

Employment History

• 12/2012 → 08/2018
  Cjs Financial Advisers/Cjsf Advisers
  Coral Springs, FL
• 08/2016 → 06/2017
  Primex
  New York, NY
• 08/2018 → Present
  Cjs Financial Advisers/Cjsf Advisers
  Nashua, NH

Previous Registrations

• 2014-03-17 → 2016-03-24
  Nfsg Corporation
  Coral Springs, FL
  Boca Raton, FL
• 2008-12-23 → 2013-02-21
  Nfsg Corporation
  Boca Raton, FL
• 2007-06-22 → 2008-11-14
  Lasalle St. Investment Advisors, L.L.C.
  Elmhurst, IL

Other Businesses

1) CJS FINANCIAL CORP.(DBA):- 1 Tara Blvd, Ste. 200, Nashua, NH 03062. PRESIDENT & CEO. THE COMPANY IS SET UP FOR BRANCH OFFICE-RELATED EXPENSES. Not investment related. 2) CJS FINANCIAL ADVISORS (DBA: CORPORATION/FLORIDA,REGISTERED INVESTMENT ADVISER, INSURANCE AGENCY/FIXED INSURANCE, PRESIDENT/ADVISOR/OWNER, 12/2012 Investment related. 3) MY CASTLE REAL ESTATE, LLC/REGENCY REALTY: BOCA RATON, FLORIDA, 6/1/2014, REAL ESTATE SALES, LICENSED REAL ESTATE SALES ASSOCIATE. 1% DURING REGULAR BUSINESS HOURS Not investment related. 4) BROAD STREET INC. (f/k/a CJS Technology funds) 9/2015 - PRESENT), 211 N. MAIN STREET, GREENVILLE, SC 29601, SENIOR MANAGING DIRECTOR, PRIVATE FUND. 99% OF MR SMITH'S BUSINESS HOURS ARE SPENT WITH BROAD STREET. Investment related. 5) BSGCS LLC 251 LITTLE FALLS DRIVE, WILMINGTON, DE 19808, MANAGING MEMBER, HOLDING COMPANY. NO HOURS ARE COMMITTED TO THIS COMPANY. Not investment related. 6) SHAMROCK SEASONAL SERVICES LLC, 19 OAK ST, WINDHAM, NH 03087. CO-OWNER OF A FAMILY OWNED LANDSCAPING SERVICE / SEASONAL SERVICES. NO HOURS ARE EXPENDED DURING REGULAR BUSINESS HOURS. Not Investment Related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-03-16
• S63 Uniform Securities Agent State Law Examination
  1994-07-22