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3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-06 |
| IA | RA | APPROVED | 2012-10-18 |
Branch Locations
300 Collins Road Ne Suite A, Cedar Rapids, IA 52402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nations Financial Group, Inc. | Cedar Rapids | IA | 10/2012 | Present |
IOWA HIGH SCHOOL GIRLS ATHLETIC UNION VOLLEYBALL OFFICIAL. SAME ADDRESS AS ABOVE, DUTIES ARE AT VARIOUS LOCATIONS THROUGHOUT STATE. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS TO OFFICIATE VOLLEYBALL GAMES. POSITON IS OFFICIAL. STARTED JUNE 2011. APPROX 20-30 HRS/MONTH FROM AUGUST THRU OCTOBER. NONE DURING SEC TRADING HRS. DUTIES ARE TO OFFICIATE VOLLEYBALL GAMES// HJ PARTNERS. 3053 CENTER POINT RD. NE. SUITE A. CEDAR RAPIDS, IA 52402. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS OWNING OFFICE BUILDING. POSITION IS PARTNER. STARTED IN 2000. APPROX 4 HRS/MONTH, NONE DURING SECURITY TRADING HRS. DUTIES ARE BUILDING MAINTENANCE// RAGING SPORTS( DBA PLAY IT AGAIN SPORTS - CEDAR RAPIDS). TOWN & COUNTRY SHOPPING CTR, CEDAR RAPIDS, IA 52402. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS RETAIL SPORTING GOODS STORE. PARTNER IS POSITION. STARTED 4-1-13. APPROX 0-1 HRS/MONTH, NONE DURING SECURITY TRADING HRS. DUTIES ARE INVENTORY ANALYSIS/OCCASIONAL STORE HELP ON WEEKENDS// RAGING STYLE, INC. DBA STYLE ENCORE. 5300 FOUNTAINS DR., STE 114 CEDAR RAPIDS, IA 52411. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS RETAIL STORE THAT SELLS HIGH END USED WOMENS CLOTHING. POSITION IS OWNER. START 9-1-15. APPROX 0-1 HRS/MONTH ON BUSINESS, NONE DURING SECURITY TRADING HRS. DUTIES ARE FINANCIAL PARTNER AND GENERAL FIX IT GUY// Raging Properties, Inc. 5518 Twin Knolls Dr. Cedar Rapids, IA 52411. Is not investment related. Nature of business is rental real estate. Position is owner. Started January 2019. Approx 1-2 hrs spent on this business, none during security trading hours. Duties are possible repair of property/lease details. // RAGING SPORTS - DBA PLAY IT AGAIN SPORTS 1705 S 1ST AVE. IOWA CITY, IOWA 52240. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS RETAIL SPORTS EQUIPMENT - POSITION IS OFFICER/SECRETARY. START 3-1-23. APPROX 0 HRS/MONTH ON BUSINESS, NONE DURING SECURITY TRADING HRS. DUTIES ARE FINANCIAL BACKING// FAITH & FAMILY FINANCIAL LLC, DBA FINANCIAL RESOURCES GROUP. 300 COLLINS ROAD SUITE A CEDAR RAPIDS, IA 52402. IS INVESTMENT RELATED. NATURE OF BUSINESS IS INVESTMENT/FINANCIAL ADVISORS. POSITION IS OWNER/PRESIDENT. STARTED 5/5/23. APPROX 144 HRS/MONTH SPENT ON BUSINESS, WITH 8 HOURS DURING SECURITY TRADING HOURS. DUTIES ARE AS A FINANCIAL ADVISOR // ONCE UPON A CHILD. 3649 1ST AVE SE CEDAR RAPIDS, IA 52403. NOT INVESTMENT RELATED.NATURE OF BUSINESS IS RETAIL STORE TO SELL NEW AND USED BABY AND CHILDRENS ITEMS. POSITION IS OWNER. START 12/1/24. APPROX 1 HOUR/MONTH SPENT ON BUSINESS, NONE DURING SECURITY TRADING HOURS. DUTIES ARE TO HELP SECURE FINANCING FOR BUSINESS. Licensed Insurance Agent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-04-20 |
| S65 | Uniform Investment Adviser Law Examination | 1997-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-06 |
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