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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2003-05-02 |
| SC | RA | APPROVED | 1994-09-08 |
Branch Locations
3814 Dyches Rd, Aiken, SC 29801 • United States
Warrenville, SC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Aiken | SC | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Aiken | SC | 03/2020 | Present |
Real Estate Ownership; Commercial; 3814 Dyches RoadAiken, SC 29801, ,; ; . Other Business Activities; Day of Days Productions; Historical Memorabilia; 3048 Hackamore DriveWarrenville, SC 29851-3424, ,; ; 10/26/2014; 20 to 39 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-07 |
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