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Current Employers
Ubs Asset Management (Americas) Llc

1285 Avenue Of The Americas, New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-08-13
  • CA RA
    APPROVED
    Since 2009-08-13

Branch Locations

131 South Rodeo Drive, Suite 200, Beverly Hills, CA 90212 • United States

1285 Avenue Of The Americas, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Global Asset Management Beverly Hills CA 07/2005 Present
  • 07/2005 → Present
    Ubs Global Asset Management
    Beverly Hills, CA
Previous Registrations
  • 2005-02-28 → 2005-11-03
    Los Angeles, CA
  • 2004-04-07 → 2005-01-03
    Ubs Asset Management (Us) Inc.
    New York, NY
  • 2001-08-13 → 2004-02-09
    Strong Capital Management Inc
    Menomonee Falls, WI
Other Businesses

Boys and Girls Club of Pasadena; Treasurer and board member, BGCP Foundation; raise money for Boys and GIrls Club of Pasadena (BCGP); 3230 e del mar, pasadena, california

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-21
S63 Uniform Securities Agent State Law Examination 1995-09-28
  • S65 Uniform Investment Adviser Law Examination
    1996-08-21
  • S63 Uniform Securities Agent State Law Examination
    1995-09-28

View on SEC IAPD

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