Michael David Foley

Employer firm

Wellesley Asset Management, Inc. CRD 116176

$1.99B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → Present
  Wellesley Investment Advisors
  Hopkinton, MA
• 01/2018 → 12/2021
  Foreside Fund Services, Llc
  Wellesley, MA
• 07/2026 → Present
  Foreside Fund Services, Llc
  Hopkinton, MA

Previous Registrations

• 2011-06-30 → 2015-09-29
  Harrisdirect Llc
  Arlington, VA
• 2007-08-10 → 2010-11-19
  Td Ameritrade, Inc.
  Boston, MA
  Providence, RI
• 2007-08-10 → 2010-11-19
  Td Ameritrade Investment Management, Llc
  Quincy, MA
  Providence, RI

Other Businesses

1). Wellesley Asset Management, Inc.; Investment related; Hopkinton, NH; Registered Investment Advisor; SVP; Relationship management of existing clients and bringing on new clients; Start: 9/8/2015; 160 Hours Per Month and 0 During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-01-23
• S66 Uniform Combined State Law Examination
  2006-07-10

Other Names

• Michael D Foley
• Mike Foley