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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-16
GA RA APPROVED 2023-09-22
TX RA APPROVED_RES 2023-08-21
  • FL RA
    APPROVED
    Since 2023-11-16
  • GA RA
    APPROVED
    Since 2023-09-22
  • TX RA
    APPROVED_RES
    Since 2023-08-21

Branch Locations

5755 N Point Parkway, Ste 232, Alpharetta, GA 30022 • United States

301 E Base St, Madison, FL 32340 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triad Advisors, Inc. Norcross GA 12/2014 08/2023
Infinite Asset Management Alpharetta GA 12/2014 08/2023
Red Triangle, Llc Charleston SC 03/2016 08/2023
Lpl Financial Llc Alpharetta GA 08/2023 Present
  • 12/2014 → 08/2023
    Triad Advisors, Inc.
    Norcross, GA
  • 12/2014 → 08/2023
    Infinite Asset Management
    Alpharetta, GA
  • 03/2016 → 08/2023
    Charleston, SC
  • 08/2023 → Present
    Alpharetta, GA
Previous Registrations
  • 2016-03-31 → 2023-11-22
    Mt. Pleasant, SC
    Mt. Pleasant, SC
  • 2014-12-12 → 2023-10-17
    Wealth Enhancement & Preservation
    Alpharetta, GA
  • 2008-05-23 → 2014-12-31
    Resource Horizons Investment Advisory, Inc.
    Alpharetta, GA
    Roswell, GA
  • 2004-03-30 → 2007-12-31
    Resource Horizons Group Llc
    Naples, FL
    Marietta, GA
    Alpharetta, GA
  • 2003-03-12 → 2004-04-03
    Marietta, GA
Other Businesses

1) 08/09/2023 - Wealth Enhancement And Preservation Of GA - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 08/09/2023 - DARCO Financial - Business Entity For Tax/Investment Purposes Only - GA 30022 - Non investment related - 160 Hours per month - Start date: 12/1/2014. 3) 08/09/2023 - Feed the well BBQ - Business Owner - GA 30041 - Non investment related - 50 Hours per month - Start date: 10/1/2021. 4) 02/28/2024 - Cat Security - Other - Business Owner - Owner - Not Investment Related - 11357 Pyrites Way, Rancho Cordova, CA 95670 - Start Date 02/01/2024 - 5 Hours Per Month/ During Trading 5) 01/21/2025- Honey Do Home Maintenance- Other - Home Maintenance- Not INV Related- Home Based- Start date 02/01/2025- 5 Hours Per Month- 5 Hours During Trading 6) 04/08/2025 - Move-ly - Not Investment Related - Other - Home Services - Home Based - Start Date - 02/01/2025 - Move-ly - 5 Hrs/Mth - 5 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-06
S63 Uniform Securities Agent State Law Examination 1994-06-21
  • S65 Uniform Investment Adviser Law Examination
    2001-12-06
  • S63 Uniform Securities Agent State Law Examination
    1994-06-21
Other Names
  • Darrin Cohen

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