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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-16 |
| GA | RA | APPROVED | 2023-09-22 |
| TX | RA | APPROVED_RES | 2023-08-21 |
Branch Locations
5755 N Point Parkway, Ste 232, Alpharetta, GA 30022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Norcross | GA | 12/2014 | 08/2023 |
| Infinite Asset Management | Alpharetta | GA | 12/2014 | 08/2023 |
| Red Triangle, Llc | Charleston | SC | 03/2016 | 08/2023 |
| Lpl Financial Llc | Alpharetta | GA | 08/2023 | Present |
1) 08/09/2023 - Wealth Enhancement And Preservation Of GA - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 08/09/2023 - DARCO Financial - Business Entity For Tax/Investment Purposes Only - GA 30022 - Non investment related - 160 Hours per month - Start date: 12/1/2014. 3) 08/09/2023 - Feed the well BBQ - Business Owner - GA 30041 - Non investment related - 50 Hours per month - Start date: 10/1/2021. 4) 02/28/2024 - Cat Security - Other - Business Owner - Owner - Not Investment Related - 11357 Pyrites Way, Rancho Cordova, CA 95670 - Start Date 02/01/2024 - 5 Hours Per Month/ During Trading 5) 01/21/2025- Honey Do Home Maintenance- Other - Home Maintenance- Not INV Related- Home Based- Start date 02/01/2025- 5 Hours Per Month- 5 Hours During Trading 6) 04/08/2025 - Move-ly - Not Investment Related - Other - Home Services - Home Based - Start Date - 02/01/2025 - Move-ly - 5 Hrs/Mth - 5 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-21 |
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