Pasquale Capone

Current Employers

&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-02-26
TX	RA	APPROVED_RES	2025-07-11

NY RA
APPROVED

Since 2026-02-26
TX RA
APPROVED_RES

Since 2025-07-11

Branch Locations

380 New York Ave, Huntington, NY 11743 • United States

7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Woodbury	NY	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Woodbury	NY	11/2016	07/2025
&Partners	Nashville	TN	07/2025	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Woodbury, NY
11/2016 → 07/2025

Wells Fargo Clearing Services, Llc

Woodbury, NY
07/2025 → Present

&Partners

Nashville, TN

Previous Registrations

2014-07-14 → 2025-07-16

Wells Fargo Clearing Services, Llc

Garden City, NY

Garden City, NY

Garden City, NY

Woodbury, NY

Nesconset, NY

Other Businesses

TRUSTEE FOR BROTHER IN-LAW; INV RELATED; HERMITAGE, PA; START: 12/1/16; 1 HR/MO; 0 DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-02-26
S66	Uniform Combined State Law Examination	2021-10-11
S63	Uniform Securities Agent State Law Examination	1994-06-15

S65 Uniform Investment Adviser Law Examination

2026-02-26
S66 Uniform Combined State Law Examination

2021-10-11
S63 Uniform Securities Agent State Law Examination

1994-06-15

View on SEC IAPD

Current Employers

&Partners

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews