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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2001-06-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Fort Worth | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fort Worth | TX | 11/2016 | Present |
ANTIQUE CAR SALES; NOT INV RELATED; NORTH RICHLAND HILLS, TX; INTERMEDIARY; START 3/8/2016; 1 HOUR PER MONTH, 0 DURING TRADING; CONNECTING BUYERS AND SELLERS OF COLLECTIBLE CARS.| FIRST BAPTIST COLLEYVILLE DBA CROSSCREEK NETWORK, COLLEYVILLE, TX, ENDOWMENT COMMITTEE MEMBER, START 2/2/2023, 3 HOURS PER MONTH, ZERO HOURS DURING TRADING, ESTABLISHING THE INVESTMENT POLICY STATEMENT, ASSET ALLOCATION GUIDELINES, AND SPENDING POLICY. POWER OF ATTORNEY FOR BROTHER; INV RELATED; FORT WORTH, TX; POA; START DATE: 08/22/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;| ESTATE OF MOTHER; INV RELATED; FORT WORTH, TX; EXECUTOR; START DATE: 08/22/2025; 1 HRS PER MONTH; 1 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-08 |
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