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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-02-08
  • MI RA
    APPROVED
    Since 2010-02-08

Branch Locations

3866 East Grand River, Howell, MI 48843 • United States

7500 East M-36, Hamburg, MI 48139 • United States

10011 East Grand River, Brighton, MI 48116 • United States

49895 Grand River, Wixom, MI 48393 • United States

265 W. Main St Suite 100, Brighton, MI 48116 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Howell MI 04/2007 Present
  • 04/2007 → Present
    Fifth Third Securities
    Howell, MI
Previous Registrations
  • 2005-07-06 → 2005-10-11
    Chase Investment Services Corp.
    Chicago, IL
  • 2004-07-06 → 2005-07-06
    Banc One Securities Corporation
    Ann Arbor, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-14
S63 Uniform Securities Agent State Law Examination 1994-08-03
  • S65 Uniform Investment Adviser Law Examination
    1999-07-14
  • S63 Uniform Securities Agent State Law Examination
    1994-08-03

View on SEC IAPD

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