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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-07-15 |
Branch Locations
2117 Simonton Road Suite 103, Statesville, NC 28625 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services | Statesville | NC | 01/2010 | 06/2020 |
| Lpl Financial, Llc | Statesville | NC | 06/2020 | 07/2025 |
| Osaic Wealth, Inc. | Statesville | NC | 07/2025 | Present |
1. 6/11/2020 - No Business Name - Investment Related - STATESVILLE NC 28625 - Non-Variable Insurance - Agent - 5 Hours Per Month During Securities Trading - Selling fixed annuities. 2. BOWMAN FINANCIAL SOLUTIONS POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/06/2010 ADDRESS: 2117 Simonton Road, Suite 103, Statesville NC 28625, United States DESCRIPTION: Provide investment and insurance solutions for our clients. 3. REAL ESTATE PURCHASE POSITION: Owner NATURE: My wife and I plan to purchase 2 adjacent undeveloped lots (each approximately .35 acres) in the city of Statesville. There are no plans at this time to build or resale the property. In several years, we may build to rent or build a house to sell on the property. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2026 ADDRESS: 1006 Hunter Street, Statesville NC 28625, United States DESCRIPTION: There is no activity needed after closing on the property. The lots are undeveloped with no structures on the land.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-19 |
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