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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2006-12-12 |
Branch Locations
221 E Broad St, Statesville, NC 28677 • United States
352 Williamson Rd, Mooresville, NC 28117 • United States
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Statesville | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Statesville | NC | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-11 |
| S65 | Uniform Investment Adviser Law Examination | 1999-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-18 |
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