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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2006-12-12
  • NC RA
    APPROVED
    Since 2006-12-12

Branch Locations

221 E Broad St, Statesville, NC 28677 • United States

352 Williamson Rd, Mooresville, NC 28117 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Statesville NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Statesville NC 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-11
S65 Uniform Investment Adviser Law Examination 1999-04-27
S63 Uniform Securities Agent State Law Examination 1996-04-18
  • S66 Uniform Combined State Law Examination
    2006-12-11
  • S65 Uniform Investment Adviser Law Examination
    1999-04-27
  • S63 Uniform Securities Agent State Law Examination
    1996-04-18
Other Names
  • Ashley Kelly Pharr
  • Kelly Kelly Pharr

View on SEC IAPD

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