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Tou Yang

Wells Fargo Clearing Services, LLC

Statesville, NC

Mooresville, NC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-03-14
  • NC RA
    APPROVED
    Since 2017-03-14

Branch Locations

221 E Broad St, Statesville, NC 28677 • United States

475 River Hwy, Mooresville, NC 28117 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Statesville NC 11/2016 Present
Wells Fargo Bank Na Statesville NC 11/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-14
S63 Uniform Securities Agent State Law Examination 2017-02-20
  • S65 Uniform Investment Adviser Law Examination
    2017-03-14
  • S63 Uniform Securities Agent State Law Examination
    2017-02-20

View on SEC IAPD

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THOMPSON WEALTH ADVISORS · STATESVILLE, NC
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