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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2018-07-31 |
Branch Locations
228 North 2Nd Ave Sw, Rome, GA 30165 • United States
29 Collins Dr, Cartersville, GA 30120 • United States
940 N Wall St, Calhoun, GA 30701 • United States
206 Hwy 515 E, Blairsville, GA 30512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| River City Bank | Rome | GA | 05/2012 | Present |
| Lpl Financial, Llc | Rome | GA | 07/2018 | Present |
| Investment Professionals Inc | San Antonio | TX | 05/2012 | 06/2018 |
1. 2/3/2021 - RCB Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/02/2021 - 40 Hours Per Month/40 Hours During Securities Trading. 2. 06/16/2022 - River City Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Director of Wealth Management - Start Date - 01/01/2022 - 5 Hours Per Month/ 5 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-01 |
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