David Albert Neiman

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2013-04-24

CA RA
APPROVED

Since 2013-04-24

Branch Locations

100 N Citrus St Ste 522, West Covina, CA 91791-1696 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	West Covina	CA	03/2012	Present

03/2012 → Present

Lpl Financial Llc

West Covina, CA

Previous Registrations

2012-10-02 → 2013-04-26

Capital Management Partners, Llc

Garden Grove, CA
1997-12-31 → 2012-04-03

Crowell, Weedon & Co.

West Covina, CA

West Covina, CA

Other Businesses

(1) 03/30/2012 - DBA ONLY - LAKE VALUE MANAGEMENT - WEST COVINA, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-09-01
S63	Uniform Securities Agent State Law Examination	1994-07-11

S66 Uniform Combined State Law Examination

2007-09-01
S63 Uniform Securities Agent State Law Examination

1994-07-11

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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