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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-22 |
| TX | RA | APPROVED_RES | 2025-08-22 |
Branch Locations
450 Newport Center Dr Suite 595 5Th Fl, Newport Beach , CA 92660 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Newport Beach | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Newport Beach | CA | 11/2016 | 08/2025 |
| Wells Fargo Advisors Financial Network, Llc | Newport Beach | CA | 08/2025 | Present |
DADBOD; NOT INV RELATED; NEWPORT BEACH, CA; GUITARIST; 04/2025; 20 HOURS PER MONTH; 0 DURING TRADING; PLAY IN A MUSIC BAND EMS OHANA CORP ; INV RELATED; NEWPORT BEACH,CA; FINET PRTC;100% OWNERSHIP; START DATE: 08/22/2025; 1 HRS PER MONTH; 1 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-29 |
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