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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-05-12 |
| TX | RA | APPROVED_RES | 2021-05-11 |
Branch Locations
601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Memphis | TN | 06/2016 | 06/2017 |
| Wells Fargo Clearing Services, Llc | Portland | OR | 06/2017 | 04/2021 |
| Morgan Stanley | Seattle | WA | 04/2021 | Present |
* 474567 - Trust; Investment related Yes; City, State; Trust; Trustee/Co-Trustee; 01/2035; During business hours: 0; After business hours: 0; Estate Administration
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-15 |
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