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Employer firm

American Century Investments Private Client Group, Inc. CRD 290043

$2.33B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
American Century Investments Private Client Group, Inc.

4400 Main Street, Kansas City, MO 64111-7709 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2026-05-22
MO RA APPROVED 2020-04-23
TX RA APPROVED 2020-04-23
  • KS RA
    APPROVED
    Since 2026-05-22
  • MO RA
    APPROVED
    Since 2020-04-23
  • TX RA
    APPROVED
    Since 2020-04-23

Branch Locations

4400 Main Street, Kansas City, MO 64111-7709 • United States

Shawnee, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Century Investment Services, Inc. Kansas City MO 10/2005 Present
  • 10/2005 → Present
    American Century Investment Services, Inc.
    Kansas City, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-10-13
  • S63 Uniform Securities Agent State Law Examination
    2005-10-13
Designations
  • Chartered Financial Analyst
Other Names
  • Michael Rose
  • Mike Rose
  • Mike G Rose

View on SEC IAPD

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