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Desiree Jennifer Avina

Rbc Capital Markets, LLC

Pueblo, CO

Pueblo, CO

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-29
CO RA APPROVED 2016-04-28
  • TX RA
    APPROVED
    Since 2016-04-29
  • CO RA
    APPROVED
    Since 2016-04-28

Branch Locations

601 North Main St Suite 101, Pueblo, CO 81003-4513 • United States

Pueblo, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Pueblo CO 04/2016 Present
Previous Registrations
Other Businesses

PUEBLO CHIEFTAIN; PUEBLO, CO; PAPER CARRIER; LOCAL NEWSPAPER; 7 HOURS ARE DEVOTED PER WEEK DURING NON TRADING HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-23
S63 Uniform Securities Agent State Law Examination 2012-07-02
  • S66 Uniform Combined State Law Examination
    2014-01-23
  • S63 Uniform Securities Agent State Law Examination
    2012-07-02
Other Names
  • Desiree Jennifer Avina
  • Desiree Jennifer Jara

View on SEC IAPD

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