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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-25
  • TX RA
    APPROVED
    Since 2026-05-25

Branch Locations

1800 Teague Dr., Ste. 110 , Sherman, TX 75090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barker Investment Services Sherman TX 04/1995 05/2026
National Planning Corporation Sherman TX 08/2012 10/2016
Cambridge Investment Research, Inc. Fairfield IA 05/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2026 Present
Cambridge Investment Research, Inc. Fairfield IA 10/2016 12/2023
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2016 12/2023
Barker Legacy Financial Sherman TX 06/2026 Present
  • 04/1995 → 05/2026
    Barker Investment Services
    Sherman, TX
  • 08/2012 → 10/2016
    National Planning Corporation
    Sherman, TX
  • 05/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2026 → Present
    Fairfield, IA
  • 10/2016 → 12/2023
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2016 → 12/2023
    Fairfield, IA
  • 06/2026 → Present
    Barker Legacy Financial
    Sherman, TX
Previous Registrations
Other Businesses

1) GARY L BARKER, 4970 Dripping Springs Rd Sherman TX 75090, 05/2026, INDIVIDUAL, FINRA DISPUTE RESOLUTION ARBITRATOR, NIR, 4 HR/MO, 2 HR/MO TRADING 2) BARKER LEGACY FINANCIAL LLC, 4970 Dripping Springs Rd, Sherman TX 75090, 05/2026, OWNER, DBA NAME, NIR, 30 HR/MO, 10 HR/MO TRADING 3) GARY L BARKER, 4970 Dripping Springs Rd, Sherman, TX 75090, 05/29/2026, Agent, Insurance Sales, NIR, 20 HR/MO - 15 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-28
S63 Uniform Securities Agent State Law Examination 1994-07-28
  • S65 Uniform Investment Adviser Law Examination
    2012-07-28
  • S63 Uniform Securities Agent State Law Examination
    1994-07-28
Other Names
  • Gary L Barker

View on SEC IAPD

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