Rodney Deacon Riso

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2004-10-07

NJ RA
APPROVED

Since 2004-10-07

Branch Locations

690 W Cuthbert Blvd, Haddon Township, NJ 08108 • United States

331 Newman Springs Rd Bldg 2 2Nd Fl Ste 221 [J4-Rbo], Red Bank, NJ 07701 • United States

Haddonfield, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Haddon Township	NJ	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Haddon Township	NJ	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Haddon Township, NJ
11/2016 → Present

Wells Fargo Clearing Services, Llc

Haddon Township, NJ

Previous Registrations

2003-06-16 → 2004-09-08

J. B. Hanauer & Co.

Philadelphia, PA

Other Businesses

WANAMAKER INSTITUTE OF INDUSTRIES, INVT RELATED, HADDONFIELD, NJ, FINANCE COMMITTEE, START DATE 8/15/2014, 2 HRS PER MONTH, 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-05-07
S63	Uniform Securities Agent State Law Examination	1995-05-22

S65 Uniform Investment Adviser Law Examination

2002-05-07
S63 Uniform Securities Agent State Law Examination

1995-05-22

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews